Capital Market-Legal Services

SEBI-Capital Market Consultation

Legal Consultation-Capital Market

There are various significant transactions in the life cycle of a listed concern/entities, which are to to be taken care off like financial product development, acquisition /takeover, buyback, delisting etc. Every listed concerns have to do various compliances on regular basis and which are of vary changing nature. It’s non-compliance have creates burden on the concern. We can assist you in this matter.

SEBI-Capital Market Audit and Due Diligence

Audit and Due Diligence-Capital Market

Secretarial Audit

SEBI has made Secretarial Audit compulsory for every listed entity and its material unlisted subsidiaries incorporated in India by a Company Secretary in Practice. We can assist you in this matter.

Internal Audit of Capital Market Intermediaries

SEBI has authorised Practising Company Secretaries to undertake internal audit of various capital market intermediaries like Internal & Concurrent Audit of Depository Participants, Internal Audit of Portfolio Managers, Internal Audit of Stock Brokers / Clearing Members / Trading Members, Internal Audit of Credit Rating Agencies, Internal Audit of Research Analyst, Yearly Audit of Investment Advisor, Internal Audit of RTAs. We can assist you in this matter.

Reconciliation of Share Capital Audit

Practicing Company Secretary is authorised to issue quarterly certification with regard to reconciliation of total issued share capital, listed capital and capitalheld by depositories in dematerialised form, details of changes in share capital during the quarter and in-principal approval obtained by issuer from all stock exchanges where it is listed in respect of such further issued capital under SEBI (Depositories & Participants) Regulations, 1996. We can assist you in this matter.

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