Capital Market: Advisory & Consultancy

Capital Market

What We Do

Our Capital Market practice covers the complete legal area of capital markets activities for listed companies. Our Capital Market services extends from transaction structuring, transaction advisory and regulatory matters. We focuses on deep understanding of complexity of client requirement & transactions to offer best legal solutions.

We advise on various regulatory issues to our clients viz. Issue and Listing of Securities, Intermediaries, Foreign Institutional Investors (FIIs), mutual funds, alternative investment funds (AIFs), venture capital funds and portfolio managers etc.. We also assist in cross border private equity deals, capital raising, private placements in both bond and equity markets. We also acts as legal advisors to acquirers / merchant bankers in public takeovers, buy-backs, delisting, mergers, reverse mergers, demergers etc. We advise promoters and institutions on dealings in secondary markets including regulatory audits of listed companies. We assist unlisted companies and their promoters by providing guidance from the preparatory stage for an IPO down to meeting all the post-IPO disclosure obligations.

We also provide Auditing services to our clients including Internal Audit & Concurrent Audit of Depository Participants, Internal Audit & Audit of Reconciliation of Share Capital by Practicing Company Secretary.

We provide 100% compliance support to Listed companies including under listing regulations, SEBI (SAST) Regulations, SEBI (Substantial Acquisition of Shares and Takeovers) Regulations etc.

We also issue certificates to our clients viz. Certification by practising Company Secretary in case of offer/allotment of securities to more than 49 and up to 200 investors, related to listing of IPO, For “In-principle approval” for issue of securities issued on a preferential basis under Regulation 28(1) of the SEBI Listing Regulations, for granting listing approvals, for the equity shares issued on a preferential, regarding compliance with Corporate Governance requirements in accordance with Regulations 17-27 of the SEBI Listing Regulations, for listing on BSE SME platform etc.

We represent intermediaries and companies related to fraud, insider trading, manipulation and takeover etc. in SEBI & Securities Appellate Tribunal & others fora.


Scope of Services

Public Issue Management: IPO,FPO, SME etc.

Listing of Securities

Acquisition of Shares & Takeovers

Buy-Back of Securities

Delisting of Securities

ESOP, ESPS, GEBS, RBS, SAR Schemes

Issue of Sweat Equity

Insider Trading

Mutual Fund

Collective Investment Scheme

Capital Market Advisory

Intermediaries Advisory


Our Key Services

Advise & Opinion

Auditing

Compliance Management

Issue of Certificates

Representation & Appeal

Retainership


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